Capacitor: A Detailed Educational Resource
Capacitor, Condenser, Passive Electronic Component, Capacitance
Explore the history, theory, and applications of capacitors, fundamental passive electronic components that store electrical energy in an electric field.
Read the original article here.
Introduction
In electrical engineering, a capacitor (formerly known as a condenser) is a fundamental passive electronic component that stores electrical energy in an electric field. It is a two-terminal device designed to add capacitance to an electrical circuit.
Capacitor (Condenser): An electronic component that stores electrical energy by accumulating electric charges on two closely spaced conductors (plates) separated by an insulating material called a dielectric. The older term “condenser” is still found in some contexts, like condenser microphones.
Passive Electronic Component: An electronic component that does not require external power to operate and cannot amplify or oscillate an electrical signal. Examples include resistors, capacitors, and inductors.
While capacitance inherently exists between any two conductors in proximity, a capacitor is specifically engineered to maximize this property for circuit applications. Capacitors are ubiquitous in modern electronics, serving diverse functions from energy storage and signal filtering to timing and sensing. Unlike resistors which dissipate energy, ideal capacitors store energy, although real-world capacitors exhibit some energy dissipation due to non-ideal behaviors.
The utility of a capacitor is quantified by its capacitance, measured in Farads (F). A higher capacitance value indicates a greater ability to store charge at a given voltage.
1. History: From Leyden Jars to Modern Devices
The concept of capacitance, in its rudimentary form, has been observed in nature for millennia.
1.1 Natural Capacitance: Lightning
Natural Capacitance: Capacitance occurring in nature without human intervention.
A prime example of natural capacitance is lightning. Clouds and the Earth’s surface act as conductors, with the air between them serving as a dielectric. As charge accumulates, the potential difference rises until it exceeds the breakdown voltage of air, resulting in a dramatic discharge – lightning.
1.2 The Dawn of Artificial Capacitors: Leyden Jar
The controlled study of capacitance began in the 1740s with the accidental discovery of charge storage.
- Ewald Georg von Kleist (1745): Found that charge could be stored in a water-filled glass jar connected to an electrostatic generator. His hand and the water acted as conductors, and the glass jar as the dielectric. Touching the wire after charging resulted in a powerful spark.
- Pieter van Musschenbroek (1746): Independently invented a similar device at the University of Leiden, naming it the Leyden jar. He famously remarked on the shock’s intensity, stating he wouldn’t endure another for the kingdom of France.
Leyden Jar: An early form of capacitor consisting of a glass jar with metal foil coatings on the inside and outside, used to store static electricity.
1.3 Evolution and Refinement
- Daniel Gralath: Pioneered connecting Leyden jars in parallel to increase charge storage capacity.
- Benjamin Franklin: Correctly identified that charge was stored on the glass of the Leyden jar, not in the water, and introduced the term “battery” (by analogy to a battery of cannons) to describe groups of jars.
Battery (Early Capacitor Context): A group of Leyden jars connected in parallel to increase total charge storage, analogous to a battery of cannons increasing firepower.
- Improved Leyden Jars (1747): Leyden jars were refined by coating the inside and outside of glass jars with metal foil, improving charge containment and safety. The “jar” became an early unit of capacitance, roughly equivalent to 1.11 nanofarads (nF).
For over a century, Leyden jars and similar devices using flat glass plates and foil were the primary capacitors.
1.4 The Rise of Modern Capacitors (1900s Onward)
The advent of wireless radio around 1900 spurred the need for standardized capacitors with lower inductance, especially for higher frequencies.
- Compact Construction: Flexible dielectric sheets like oiled paper sandwiched between metal foil sheets were developed, then rolled or folded into compact packages.
- “Condenser” Terminology: Alessandro Volta coined “condensatore” in 1780 for a device to measure electricity, translated to “condenser” in 1782, highlighting its ability to store a higher density of charge than an isolated conductor. While “condenser” was common, the term “capacitor” became preferred in the UK from 1926 and later in the US, to avoid ambiguity with “steam condenser”.
- Paper Capacitors (Late 19th Century): Commercial production began in 1876. They were made by rolling paper impregnated with wax between metal strips. They became widely used in telephony as decoupling capacitors in the early 20th century.
- Ceramic and Mica Capacitors (Early 20th Century): Porcelain was used in early ceramic capacitors for high-voltage, high-frequency radio transmitters. Mica capacitors, invented in 1909 by William Dubilier, were smaller and used in radio receiver resonant circuits. Mica was the dominant capacitor dielectric in the US before WWII.
- Electrolytic Capacitors (Late 19th Century): Charles Pollak patented the first electrolytic capacitor in 1896, using an aluminum anode with a stable oxide layer in a neutral or alkaline electrolyte.
- Tantalum Capacitors (1950s): Bell Labs invented solid electrolyte tantalum capacitors in the early 1950s as compact, reliable capacitors for low-voltage transistor circuits.
- Film Capacitors (WWII Era): Plastic materials developed during WWII led to thinner polymer films replacing paper as dielectrics. British Patent 587,953 (1944) describes early film capacitor development.
- Supercapacitors (1957): H. Becker invented electric double-layer capacitors (supercapacitors) in 1957, initially misinterpreting the energy storage mechanism but recognizing their extremely high capacity.
- MOS Capacitors (1960s): The MOS (Metal-Oxide-Semiconductor) capacitor became crucial for memory chips and CCD image sensors. Dr. Robert Dennard invented modern DRAM architecture in 1966, using a single MOS transistor per capacitor.
2. Theory of Operation: How Capacitors Store Charge
2.1 Overview: Conductors, Dielectrics, and Charge Accumulation
A capacitor fundamentally consists of two electrical conductors, often called plates, separated by a non-conducting region, known as a dielectric.
Conductor: A material that allows electric charge to flow easily. In capacitors, conductors are typically metallic plates or films.
Dielectric: An electrically insulating material placed between the conductors of a capacitor to increase its capacitance. Common dielectrics include air, paper, ceramic, plastic, and oxide layers.
When a voltage is applied across the capacitor’s terminals (e.g., by connecting it to a battery), an electric field develops within the dielectric. This electric field exerts a force on the charge carriers in the conductors.
Electric Field: A region around an electrically charged object in which a force is exerted on other electrically charged objects.
- Charge Accumulation: The electric field causes positive charge to accumulate on one plate and negative charge to accumulate on the other. Electrons are drawn away from one plate (making it positively charged) and pushed towards the other plate (making it negatively charged).
- No Current Through Ideal Dielectric: In an ideal capacitor with a perfect dielectric, no current flows through the dielectric itself. However, charge flows in the external circuit connected to the capacitor as it charges or discharges.
- Charging and Discharging Current: When a time-varying voltage is applied, the capacitor continuously charges and discharges, resulting in an ongoing current in the external circuit.
2.2 Capacitance (C): Quantifying Charge Storage
The capacitance (C) of an ideal capacitor is a constant value, measured in Farads (F) in the SI system. It represents the capacitor’s ability to store charge for a given voltage.
Capacitance (C): The measure of a capacitor’s ability to store electric charge. It is defined as the ratio of the charge (Q) on each conductor to the voltage (V) between them. Measured in Farads (F).
Farad (F): The SI unit of capacitance. One Farad is defined as the capacitance that stores one Coulomb of charge when a voltage of one Volt is applied across its plates. Farad is a large unit, so capacitance is often expressed in microfarads (µF), nanofarads (nF), or picofarads (pF).
Mathematically, capacitance is defined by the equation:
C = \frac{Q}{V}
Where:
- C is the capacitance in Farads (F)
- Q is the magnitude of charge stored on each plate in Coulombs (C)
- V is the voltage difference between the plates in Volts (V)
Example: A capacitor with a capacitance of 1 Farad (1F) will store 1 Coulomb of charge when a voltage of 1 Volt is applied across its terminals.
2.3 Incremental Capacitance in Practical Devices
In real-world capacitors, the capacitance may not be perfectly constant and can vary slightly with factors like applied voltage or mechanical stress. In such cases, capacitance is defined in terms of incremental changes:
C = \frac{\mathrm{d}Q}{\mathrm{d}V}
This equation describes the capacitance as the ratio of a small change in charge (dQ) to a small change in voltage (dV).
2.4 Hydraulic Analogy: Visualizing Capacitance
A helpful analogy for understanding capacitor behavior is the hydraulic analogy, comparing electrical circuits to water flow systems:
Electrical Component | Hydraulic Analogy |
---|---|
Voltage (V) | Water Pressure |
Current (I) | Water Flow Rate |
Capacitor | Elastic Diaphragm in a Pipe |
Capacitance (C) | Diaphragm Elasticity |
- Capacitance as Diaphragm Elasticity: A capacitor is like an elastic diaphragm stretched across a pipe. Water (charge) cannot pass through the diaphragm (dielectric), but the diaphragm can stretch and store water displacement (charge). A more elastic diaphragm (higher capacitance) allows more water displacement for the same pressure (voltage).
- AC vs. DC Circuits: In an AC circuit (changing pressure), the diaphragm flexes back and forth, allowing oscillating water flow. In a DC circuit (constant pressure), the diaphragm stretches until it reaches its limit, storing pressure (energy) until pressure is released. This is analogous to a hydraulic accumulator.
- Energy Storage: Both charged capacitors and stretched diaphragms store potential energy. Higher charge (water displacement) means higher voltage (pressure) and stored energy.
- Current and Water Flow: Electrical current (charge flow) changes the charge differential (water volume differential) across the capacitor (diaphragm).
- Dielectric Breakdown and Bursting Diaphragm: Just as excessive voltage can cause dielectric breakdown in a capacitor, excessive pressure can burst a diaphragm.
- DC Blocking, AC Passing: Capacitors block DC (constant pressure) while passing AC (changing pressure), similar to how a diaphragm only displaces water with pressure changes.
2.5 Circuit Equivalence: Short-Time and Long-Time Limits
Capacitors behave differently in circuits depending on the time scale. Analyzing short-time and long-time limits simplifies circuit analysis:
- Long-Time Limit (DC Steady State): After a long time in a DC circuit, the capacitor becomes fully charged. No more current flows into or out of it. In this state, a capacitor behaves like an open circuit.
- Short-Time Limit (Initial Transient): At the instant a circuit is energized, if a capacitor starts with a voltage V, it initially acts as a voltage source of voltage V. If the capacitor is initially uncharged (V=0), in the very short term, it behaves like a short circuit.
2.6 Parallel-Plate Capacitor: A Simple Model
The simplest capacitor model is the parallel-plate capacitor, consisting of two parallel conductive plates separated by a uniform dielectric.
Parallel-Plate Capacitor: A basic capacitor configuration consisting of two parallel conductive plates separated by a dielectric material.
The capacitance of a parallel-plate capacitor is determined by:
C = \varepsilon \frac{A}{d}
Where:
- C is the capacitance in Farads (F)
- ε (epsilon) is the permittivity of the dielectric material in Farads per meter (F/m). Permittivity describes how easily an electric field can form in a material.
- A is the area of overlap of the plates in square meters (m²)
- d is the separation distance between the plates in meters (m)
Permittivity (ε): A measure of how easily an electric field can form in a material. Higher permittivity materials allow for stronger electric fields and thus greater capacitance. Permittivity is often expressed as ε = εrε0, where εr is the relative permittivity (dielectric constant) of the material, and ε0 is the permittivity of free space (vacuum).
Key Insights from the Parallel-Plate Capacitor Formula:
- Directly Proportional to Area (A): Larger plate area leads to higher capacitance.
- Inversely Proportional to Distance (d): Smaller separation between plates leads to higher capacitance.
- Directly Proportional to Permittivity (ε): Using a dielectric material with higher permittivity increases capacitance.
Example: To increase the capacitance of a parallel-plate capacitor, one can:
- Increase the area of the plates.
- Decrease the distance between the plates.
- Use a dielectric material with a higher permittivity (dielectric constant).
2.7 Interleaved Capacitor: Increasing Capacitance with Multiple Plates
To further increase capacitance, practical capacitors often use multiple interleaved plates. Imagine stacking multiple parallel-plate capacitors on top of each other and connecting them in parallel.
For n number of plates in an interleaved capacitor, the total capacitance is:
C = \varepsilon_0 \frac{A}{d} (n-1)
Where:
- n is the number of interleaved plates.
- ε0 is the permittivity of free space (approximating the dielectric as air for simplicity here, though a different dielectric can be used).
- A and d are the area and separation of individual plates.
Each pair of adjacent plates effectively forms a capacitor, and with n plates, there are (n-1) such pairs connected in parallel, thus increasing the total capacitance.
2.8 Energy Stored in a Capacitor
Charging a capacitor requires work to move charge against the electric field. This work is stored as potential energy in the electric field within the dielectric.
The energy W stored in a capacitor is given by:
W = \frac{1}{2} \frac{Q^2}{C} = \frac{1}{2} VQ = \frac{1}{2} CV^2
Where:
- W is the energy in Joules (J)
- Q is the charge in Coulombs (C)
- V is the voltage in Volts (V)
- C is the capacitance in Farads (F)
This stored energy can be released when the capacitor discharges, doing work in an external circuit.
Energy Density and Dielectric Strength
The maximum energy a capacitor can store is limited by the dielectric strength of the dielectric material.
Dielectric Strength (Ud): The maximum electric field strength that a dielectric material can withstand before it breaks down and becomes conductive. Measured in Volts per meter (V/m) or Volts per millimeter (V/mm).
The breakdown voltage (Vbd) of a capacitor is the voltage at which dielectric breakdown occurs:
V_{bd} = U_d d
Where d is the dielectric thickness.
The maximum energy a parallel-plate capacitor can store before breakdown is:
E_{max} = \frac{1}{2} \varepsilon Ad U_d^2
This equation shows that the maximum energy storage is proportional to the dielectric volume (Ad), permittivity (ε), and the square of the dielectric strength (Ud2).
2.9 Current-Voltage Relation: Capacitor Behavior in Circuits
The fundamental relationship between current and voltage for a capacitor is described by its current-voltage relation.
The integral form of the capacitor equation relates voltage to the integral of current:
V(t) = \frac{Q(t)}{C} = V(t_0) + \frac{1}{C} \int_{t_0}^{t} I(\tau) \, \mathrm{d}\tau
This equation states that the voltage across a capacitor at time t is determined by its initial voltage V(t0) plus the accumulation of charge due to the current I(τ) flowing into it over time.
The derivative form relates current to the rate of change of voltage:
I(t) = \frac{\mathrm{d}Q(t)}{\mathrm{d}t} = C \frac{\mathrm{d}V(t)}{\mathrm{d}t}
This equation indicates that the current through a capacitor is proportional to the rate of change of voltage across it. A rapidly changing voltage results in a larger current.
2.10 RC Circuits: Charging and Discharging a Capacitor
An RC circuit is a basic circuit consisting of a resistor (R) and a capacitor (C) connected in series, often with a voltage source and a switch. RC circuits are fundamental for understanding capacitor behavior in dynamic circuits.
RC Circuit: A circuit containing a resistor (R) and a capacitor (C), used for timing, filtering, and other applications that rely on the capacitor’s charging and discharging characteristics.
Charging Circuit:
When an initially uncharged capacitor in series with a resistor is connected to a DC voltage source V0 at time t=0, the capacitor starts to charge. The voltage across the capacitor V(t), the current I(t), and the charge Q(t) evolve over time as follows:
I(t) = \frac{V_0}{R} e^{-t/\tau_0}
V(t) = V_0 (1 - e^{-t/\tau_0})
Q(t) = CV_0 (1 - e^{-t/\tau_0})
Where τ0 = RC is the time constant of the RC circuit.
Time Constant (τ0 = RC): In an RC circuit, the time constant represents the time it takes for the voltage across the capacitor to reach approximately 63.2% of its final value during charging or to decrease to approximately 36.8% of its initial value during discharging. It is a measure of how quickly the capacitor charges or discharges.
- Charging Behavior: The current starts at a maximum value V0/R and decays exponentially. The voltage across the capacitor starts at zero and rises exponentially towards V0. After approximately 5 time constants (5τ0), the capacitor is considered practically fully charged.
Discharging Circuit:
If a charged capacitor with initial voltage VCi is discharged through a resistor, the equations become:
I(t) = \frac{V_{Ci}}{R} e^{-t/\tau_0}
V(t) = V_{Ci} e^{-t/\tau_0}
Q(t) = C V_{Ci} e^{-t/\tau_0}
- Discharging Behavior: Both the current and voltage decay exponentially with the same time constant τ0. After approximately 5 time constants, the capacitor is considered practically fully discharged.
Applications of RC Circuits:
- Timing Circuits: RC circuits are fundamental in timing circuits, such as timers, oscillators, and pulse generators. The time constant RC determines the timing characteristics.
- Filters: RC circuits form basic low-pass and high-pass filters, selectively attenuating frequencies based on the time constant.
2.11 AC Circuits: Impedance and Reactance
In AC circuits (circuits with alternating current), capacitors exhibit a frequency-dependent behavior described by reactance and impedance.
Reactance (X): The opposition to the flow of alternating current (AC) offered by a capacitor or inductor. Capacitive reactance (XC) is inversely proportional to frequency, while inductive reactance (XL) is directly proportional. Measured in Ohms (Ω).
Impedance (Z): The total opposition to the flow of alternating current (AC) in a circuit, encompassing both resistance and reactance. It is a complex quantity representing both the magnitude of opposition and the phase shift between voltage and current. Measured in Ohms (Ω).
Capacitive Reactance (XC):
The capacitive reactance (XC) is the opposition a capacitor offers to AC current. It is inversely proportional to the frequency (f) of the AC signal and the capacitance (C):
X_C = - \frac{1}{\omega C} = - \frac{1}{2\pi fC}
Where ω = 2πf is the angular frequency, and the negative sign indicates a phase lag.
- Frequency Dependence: As frequency increases, capacitive reactance decreases. At high frequencies, a capacitor behaves like a low impedance path (approaching a short circuit for AC). As frequency decreases, capacitive reactance increases. At low frequencies (approaching DC), a capacitor behaves like a high impedance path (approaching an open circuit for DC).
Capacitive Impedance (Z):
The impedance (Z) of a capacitor in AC circuits is purely reactive (for an ideal capacitor):
Z = \frac{1}{j\omega C} = - \frac{j}{\omega C} = - \frac{j}{2\pi fC}
Where j is the imaginary unit. The impedance is a complex number with only an imaginary component, representing the capacitive reactance.
- Phase Shift: The -j term indicates a phase shift of -90° (or -π/2 radians) between voltage and current. In a capacitor, the current leads the voltage by 90°. This means that the current reaches its peak value a quarter of a cycle before the voltage.
Displacement Current:
In an AC circuit, even though electrons do not flow through the dielectric, there is an “effective current” called displacement current due to the changing electric field within the capacitor. This displacement current is essential for AC current to “pass through” a capacitor.
2.12 Laplace Circuit Analysis (s-domain)
For advanced circuit analysis, especially in transient analysis and control systems, the Laplace transform is a powerful tool. In Laplace domain (s-domain), the impedance of an ideal capacitor with no initial charge is represented as:
Z(s) = \frac{1}{sC}
Where:
- s is the complex frequency variable in the Laplace domain.
- C is the capacitance.
This representation simplifies circuit analysis by transforming differential equations into algebraic equations in the s-domain.
2.13 Circuit Analysis: Series and Parallel Capacitor Combinations
Capacitors can be connected in series and parallel configurations to achieve desired equivalent capacitance values in circuits.
Capacitors in Parallel:
When capacitors are connected in parallel, they share the same voltage across their terminals. The total equivalent capacitance Ceq is the sum of individual capacitances:
C_{eq} = \sum_{i=1}^{n} C_i = C_1 + C_2 + \cdots + C_n
- Analogy: Think of parallel capacitors as increasing the total plate area.
Capacitors in Series:
When capacitors are connected in series, they carry the same charge. The reciprocal of the total equivalent capacitance Ceq is the sum of the reciprocals of individual capacitances:
C_{eq} = \left( \sum_{i=1}^{n} \frac{1}{C_i} \right)^{-1} = \left( \frac{1}{C_1} + \frac{1}{C_2} + \cdots + \frac{1}{C_n} \right)^{-1}
- Analogy: Think of series capacitors as increasing the total dielectric thickness (separation distance).
Voltage Distribution in Series Capacitors:
In a series connection, the total voltage is divided across the capacitors inversely proportional to their capacitances. The capacitor with the smallest capacitance will have the largest voltage drop across it. This is crucial for high-voltage applications where capacitors are connected in series to increase the overall voltage rating.
3. Non-Ideal Behavior: Real-World Capacitor Limitations
Ideal capacitor theory provides a simplified model. Real capacitors deviate from ideal behavior due to various imperfections and parasitic effects. These non-idealities are important to consider in practical circuit design, especially at higher frequencies or in precision applications.
3.1 Breakdown Voltage: Dielectric Failure
Every dielectric material has a dielectric strength (Eds), which is the maximum electric field it can withstand before it becomes conductive and fails (dielectric breakdown).
Breakdown Voltage (Vbd): The maximum voltage that can be applied across a capacitor before the dielectric material breaks down and becomes conductive, leading to a short circuit.
The breakdown voltage (Vbd) is given by:
V_{bd} = E_{ds} d
Exceeding the breakdown voltage can cause permanent damage to the capacitor, often resulting in a short circuit. The maximum energy a capacitor can safely store is limited by its breakdown voltage.
Factors Affecting Breakdown Voltage:
- Dielectric Material: Different dielectrics have different dielectric strengths. Air has a lower dielectric strength than mica or ceramic.
- Dielectric Thickness (d): Thicker dielectrics generally have higher breakdown voltages.
- Geometry: Sharp edges or points on capacitor plates can concentrate the electric field and lower the breakdown voltage.
- Environmental Factors: Pressure, humidity, and temperature can also affect breakdown voltage.
3.2 Equivalent Circuit: Modeling Non-Ideal Capacitors
To account for non-ideal behaviors, real capacitors can be modeled by an equivalent circuit that includes parasitic components in addition to the ideal capacitance.
A common equivalent circuit model includes:
- Ideal Capacitance (C): The primary capacitance value.
- Equivalent Series Resistance (ESR or RESR): Represents losses due to lead resistance, plate resistance, and dielectric losses. ESR causes power dissipation (heat) in the capacitor, especially at higher frequencies.
- Equivalent Series Inductance (ESL or LESL): Represents inductance due to the capacitor’s leads and internal construction. ESL becomes significant at high frequencies, where inductive reactance becomes comparable to or larger than capacitive reactance.
- Leakage Resistance (RLeakage or RP): Represented as a parallel resistance, it accounts for the small leakage current that flows through the dielectric. This leakage is due to the dielectric not being a perfect insulator.
Equivalent Series Resistance (ESR): The total series resistance in a capacitor’s equivalent circuit, representing energy losses due to lead resistance, plate resistance, and dielectric losses.
Equivalent Series Inductance (ESL): The total series inductance in a capacitor’s equivalent circuit, primarily due to the capacitor’s leads and internal construction.
Simplified RLC Series Model:
At higher frequencies, a simplified model is often used, consisting of an ideal capacitor in series with ESR and ESL. This RLC series model is valid over a broad frequency range but is not accurate at DC or very low frequencies where leakage resistance is significant.
3.3 Q Factor: Capacitor Efficiency
The Quality Factor (Q factor) of a capacitor is a measure of its efficiency or “ideality.” It is defined as the ratio of the capacitive reactance to the ESR at a given frequency:
Q(\omega) = \frac{|X_C(\omega)|}{\text{ESR}} = \frac{1}{\omega C \cdot \text{ESR}}
A higher Q factor indicates a more ideal capacitor with lower losses. A low Q factor indicates higher losses and deviation from ideal capacitor behavior. The reciprocal of the Q factor is the Dissipation Factor (DF).
3.4 Ripple Current: AC Current Effects
Ripple current is the AC component of current flowing through a capacitor, often encountered in power supply filtering and other applications where capacitors handle AC superimposed on DC.
Ripple Current: The AC component of current flowing through a capacitor, typically in power supply filtering applications.
Ripple current causes heat generation within the capacitor due to ESR and dielectric losses. Exceeding the capacitor’s ripple current rating can lead to overheating, performance degradation, and premature failure, especially in electrolytic capacitors (tantalum and aluminum).
3.5 Capacitance Instability: Aging and Temperature Dependence
Capacitance is not always constant and can be affected by factors like aging, temperature, voltage, and frequency.
- Aging: Capacitance of some capacitors, particularly ceramic and electrolytic types, can decrease over time due to dielectric degradation or electrolyte evaporation. Aging is more pronounced at higher temperatures. Heating ceramic capacitors above the Curie point can sometimes reverse aging.
Curie Point: The temperature above which certain materials, like ferroelectric ceramics, lose their ferroelectric properties, affecting their dielectric constant and capacitance.
-
Temperature Dependence: Capacitance changes with temperature. The temperature coefficient of capacitance (TCC), often expressed in parts per million per degree Celsius (ppm/°C), quantifies this change. Some capacitors, like NPO/C0G ceramic capacitors, are designed for very low temperature coefficients for stable capacitance over a wide temperature range.
-
Microphonic Effect: Some capacitors, especially ceramic and older paper capacitors, can be microphonic, meaning they are sensitive to vibrations and sound waves. Vibration causes the plates to move, changing capacitance and inducing unwanted AC signals, particularly problematic in audio applications.
Microphonic Effect: The phenomenon where mechanical vibrations or sound waves cause a change in capacitance, generating unwanted electrical signals, especially in capacitors with flexible dielectrics or plate structures.
3.6 Current and Voltage Reversal: Polarity Effects
Current reversal and voltage reversal refer to changes in the direction of current and polarity of voltage across a capacitor.
- DC Circuits: In DC circuits, reversal typically occurs in underdamped RLC circuits, leading to oscillations and ringing.
- AC Circuits: AC circuits inherently experience 100% voltage reversal every half cycle.
Reversal can stress the dielectric, cause heating, and shorten capacitor lifespan. Capacitor designs and voltage ratings must consider the expected level of reversal in the application.
3.7 Dielectric Absorption (Soakage): Residual Charge
Dielectric absorption, also called soakage, is a phenomenon where a capacitor, after being discharged, can spontaneously regain a small voltage over time due to hysteresis in the dielectric material.
Dielectric Absorption (Soakage): The phenomenon where a capacitor, after being discharged, can appear to “recharge” itself to a small voltage over time due to charge remaining trapped within the dielectric material.
This effect can be problematic in precision circuits like sample-and-hold circuits or timing circuits. The level of dielectric absorption varies significantly with dielectric material. Polystyrene and Teflon dielectrics exhibit very low absorption, while tantalum electrolytic and polysulfone film capacitors have higher absorption.
3.8 Leakage: Imperfect Insulation
No dielectric is a perfect insulator. A small leakage current always flows through the dielectric, represented by the parallel leakage resistance in the equivalent circuit.
Leakage Current: A small, undesirable current that flows through the dielectric of a capacitor due to the dielectric not being a perfect insulator.
Excessive leakage can be caused by dielectric deterioration due to heat, stress, humidity, or aging. Leakage can significantly affect circuit performance, especially in high-impedance circuits or timing circuits.
3.9 Electrolytic Failure from Disuse: Conditioning Loss
Aluminum electrolytic capacitors require “conditioning” during manufacturing, where a voltage is applied to form the oxide dielectric layer properly. If electrolytic capacitors are unused for extended periods, they can lose this conditioning, increasing the risk of short circuits upon subsequent operation. Re-conditioning can sometimes be achieved by slowly applying voltage.
3.10 Lifespan: Factors Affecting Longevity
Capacitor lifespan is finite and depends on various factors:
- Construction and Materials: Different capacitor types have different lifespan characteristics. Ceramic capacitors generally have very long lifespans, while electrolytic capacitors typically have shorter lifespans.
- Operating Conditions: Temperature, voltage, and ripple current significantly impact lifespan, especially for electrolytic capacitors.
- Environmental Conditions: Humidity, mechanical stress, and vibration can also affect lifespan, though their impact varies with capacitor type.
Electrolytic Capacitor Lifespan:
Electrolytic capacitor lifespan is primarily determined by electrolyte evaporation, accelerated by higher temperatures and ripple currents. The Arrhenius equation and “10-degree rule” are often used to estimate lifespan based on temperature. For every 10°C increase in operating temperature, the lifespan of an electrolytic capacitor roughly halves.
4. Capacitor Types: A Diverse Range of Technologies
Practical capacitors are available in a wide variety of types, categorized by their dielectric material, construction style, and electrical characteristics. The choice of capacitor type depends on the specific application requirements, including capacitance value, voltage rating, frequency range, temperature stability, size, and cost.
4.1 Dielectric Materials: The Heart of Capacitance
The dielectric material is the most critical factor determining a capacitor’s characteristics. Different dielectrics offer different combinations of permittivity, breakdown voltage, temperature stability, frequency performance, and loss characteristics.
Common Dielectric Materials and Capacitor Types:
-
Vacuum Capacitors: Utilize a high vacuum as the dielectric. Excellent for high-voltage and high-frequency applications due to extremely low losses and high breakdown voltage. Variable vacuum capacitors were historically used in radio tuning circuits.
-
Air Capacitors: Use air as the dielectric. Simple and low-loss, primarily used in variable capacitors for tuning circuits where adjustability is needed.
-
Paper Capacitors: Older technology, paper impregnated with wax or oil was used as dielectric. Offered relatively high voltage ratings but suffered from moisture absorption and lower stability. Largely replaced by plastic film capacitors.
-
Plastic Film Capacitors: Wide range of plastic films are used as dielectrics, including polyester (PET), polypropylene (PP), polystyrene (PS), and polytetrafluoroethylene (PTFE or Teflon). Film capacitors offer better stability, aging performance, and moisture resistance than paper capacitors. Used in timing circuits, filtering, power factor correction, and motor start applications.
-
Ceramic Capacitors: Ceramic materials are widely used due to their versatility, small size, and low cost, especially for high-frequency applications. However, capacitance can be voltage and temperature dependent, and some types exhibit aging.
- Class 1 Ceramic Capacitors (e.g., NPO/C0G): Highly stable capacitance with predictable temperature coefficient, low losses, and high Q factor. Used in precision circuits, resonators, and high-frequency applications.
- Class 2 Ceramic Capacitors (e.g., X7R, X5R, Y5V): Higher permittivity than Class 1, resulting in higher capacitance per volume. However, capacitance is less stable with temperature, voltage, and frequency, and they exhibit aging. Used for general-purpose applications, decoupling, and filtering where high capacitance in a small size is needed.
- Multilayer Ceramic Capacitors (MLCCs): Modern ceramic capacitors are often constructed as multilayer structures, stacking thin ceramic layers with interleaved electrodes to achieve high capacitance in small surface-mount packages (SMD).
-
Glass Capacitors: Use glass as the dielectric. Extremely stable, reliable, and tolerant to high temperatures and voltages. However, expensive and less common in general applications.
-
Mica Capacitors: Use mica mineral sheets as the dielectric. Excellent stability, high Q factor, high breakdown voltage, and low losses, especially at high frequencies. Reliable and used in high-precision, high-frequency, and high-voltage applications, but relatively expensive.
-
Electrolytic Capacitors: Offer very high capacitance values per volume, but typically have poorer tolerances, stability, and frequency characteristics compared to other types. They are polarized, meaning they must be connected with the correct polarity.
- Aluminum Electrolytic Capacitors: Most common type of electrolytic capacitor. Use an aluminum foil electrode with an aluminum oxide dielectric layer formed electrochemically. The second electrode is a liquid electrolyte. Used for power supply filtering, decoupling, and smoothing where high capacitance is required at a lower cost. Suffer from limited lifespan, temperature sensitivity, and poorer high-frequency performance.
- Tantalum Electrolytic Capacitors: Use tantalum metal as the anode and tantalum pentoxide as the dielectric. Offer better frequency and temperature characteristics than aluminum electrolytics but are more expensive and sensitive to reverse voltage and overvoltage. Some types use solid manganese dioxide electrolyte, which can be prone to ignition if overstressed.
-
Polymer Capacitors: Use solid conductive polymer as the electrolyte instead of liquid electrolyte, improving lifespan, ESR, and frequency performance compared to standard electrolytic capacitors. Types include OS-CON, OC-CON, KO, and AO capacitors.
-
Supercapacitors (Ultracapacitors or Electric Double-Layer Capacitors - EDLCs): Store significantly more energy than conventional capacitors by utilizing unique electrode materials (e.g., porous carbon, carbon nanotubes) and double-layer charge storage mechanisms. Bridge the gap between capacitors and batteries in terms of energy storage and power delivery. Used in energy harvesting, backup power, and high-power applications.
-
Feedthrough Capacitors: Designed to conduct signals through a conductive barrier (e.g., chassis or enclosure) while providing capacitive filtering to suppress electromagnetic interference (EMI).
4.2 Voltage-Dependent Capacitors (Varicaps)
Some dielectrics, particularly ferroelectric materials, exhibit a dielectric constant that changes with the applied electric field (and thus voltage). This results in voltage-dependent capacitance.
Varicap (Varactor Diode): A semiconductor diode specifically designed to exhibit voltage-dependent capacitance. The capacitance changes as the reverse bias voltage applied to the diode is varied. Used in electronic tuning, voltage-controlled oscillators, and frequency multipliers.
Semiconductor Diodes as Voltage-Dependent Capacitors:
Semiconductor diodes, especially varicap diodes, also exhibit voltage-dependent capacitance. In diodes, the voltage dependence arises from the change in the width of the depletion region with applied reverse bias voltage, rather than changes in the dielectric constant itself.
4.3 Frequency-Dependent Capacitors
At sufficiently high frequencies, the polarization of the dielectric may not be able to keep up with the rapidly changing electric field. This leads to frequency-dependent capacitance.
Dielectric Dispersion: The phenomenon where the dielectric constant (and thus capacitance) of a material changes with frequency, particularly at higher frequencies.
Dielectric Relaxation: The process by which the polarization of a dielectric material lags behind changes in the applied electric field, causing frequency dependence of the dielectric constant and losses. Debye relaxation is a common model for dielectric relaxation.
Dielectric Dispersion and Relaxation:
The dielectric constant and capacitance become complex functions of frequency, with both real and imaginary parts. The imaginary part relates to energy absorption and dielectric losses at higher frequencies.
MOS Capacitors and Frequency Dependence:
MOS capacitors (Metal-Oxide-Semiconductor capacitors) in semiconductor devices also exhibit frequency-dependent capacitance due to the slow generation of minority carriers. At high frequencies, only majority carriers respond, while at low frequencies, both majority and minority carriers contribute to capacitance.
5. Styles and Packages: Physical Forms of Capacitors
Capacitors come in various physical styles and packages, determined by their application, capacitance value, voltage rating, and mounting method.
Common Capacitor Styles:
-
Disc Capacitors: Simple, low-cost ceramic capacitors in a disc shape with radial leads.
-
Multilayer Ceramic Capacitors (MLCCs): Small surface-mount components (SMD) with stacked ceramic layers and interleaved electrodes, available in various case sizes (e.g., 0805, 0603, 0402).
-
Axial Lead Capacitors: Cylindrical or rectangular body with leads extending from opposite ends along the axis. Common for through-hole mounting, especially for larger film and electrolytic capacitors.
-
Radial Lead Capacitors: Cylindrical or rectangular body with leads extending from the same end, typically in parallel planes. Also for through-hole mounting.
-
Surface Mount Capacitors (SMD): Leadless components designed for direct soldering onto the surface of printed circuit boards. Small size, automated assembly, and improved high-frequency performance due to reduced lead inductance.
-
Variable Capacitors: Mechanically adjustable capacitors, allowing capacitance to be changed by rotating or sliding plates. Used in tuning circuits, adjustable filters, and trimmers.
-
Feedthrough Capacitors: Designed for mounting through a panel or chassis to provide EMI filtering while passing signals through.
6. Capacitor Markings: Decoding Capacitor Values
Capacitors are marked with codes to indicate their capacitance value, tolerance, voltage rating, and other characteristics.
6.1 Marking Codes for Larger Parts
Larger capacitors, especially electrolytic types, typically display the capacitance value directly with the unit (e.g., “220 μF”). “MF” is sometimes used as an abbreviation for microfarads (μF).
6.2 Three/Four-Character Marking Code for Small Capacitors
Small ceramic capacitors often use a three-digit or four-character code to indicate capacitance in picofarads (pF):
- Three-Digit Code (XYZ): Capacitance = XY × 10Z pF.
- Optional Letter: Indicates tolerance (e.g., J=±5%, K=±10%, M=±20%).
Example: “473K” means 47 × 103 pF = 47 nF, ±10% tolerance.
6.3 Two-Character Marking Code for Small Capacitors
For very small capacitors, a two-character code may be used, consisting of an uppercase letter (representing significant digits) and a digit (multiplier). This code is defined in ANSI/EIA-198 and IEC 60062 standards.
6.4 RKM Code
The RKM code (IEC 60062, BS 1852) is used in circuit diagrams and component markings, replacing the decimal separator with the SI prefix symbol (R for decimal point, k for kilo, M for mega, n for nano, p for pico) and “F” for Farads unit.
Examples:
- “4n7” = 4.7 nF
- “2F2” = 2.2 F
- “100R” = 100 Ω (for resistors, but the principle is similar)
6.5 Historical Units (Obsolete)
Older texts and some capacitor packages may use obsolete units:
- “mfd” or “mf” = microfarad (μF)
- “mmfd”, “mmf”, “uuf”, “μμf”, “pfd”, “Micromicrofarad” or “micro-microfarad” = picofarad (pF)
7. Applications: Versatile Roles in Electronics
Capacitors are essential components in a vast array of electronic circuits and systems, performing diverse functions.
7.1 Energy Storage: Temporary Power and Backup
Capacitors can store electrical energy and release it quickly, acting as temporary energy storage devices.
- Backup Power: Used in electronic devices to maintain power during battery changes, preventing data loss in volatile memory (DRAM).
- Flash Photography: Large capacitors are used to store energy for camera flashes, delivering a high-power pulse to the flash tube.
- Audio Amplifiers: Large capacitors in car audio systems provide energy reserves for amplifiers to handle peak power demands.
- Supercapacitors in Energy Storage: Supercapacitors offer higher energy density than conventional capacitors, finding applications in hybrid vehicles, portable electronics, and energy harvesting.
7.2 Digital Memory: DRAM
In Dynamic Random Access Memory (DRAM), capacitors are used as fundamental storage elements to represent binary data (bits). Each memory cell in DRAM typically consists of a capacitor and a transistor. The presence or absence of charge on the capacitor represents a “1” or “0” bit.
7.3 Pulsed Power and Weapons: High-Power Pulses
Capacitors are crucial in pulsed power applications where large amounts of energy need to be released in very short pulses.
- Pulsed Lasers: Capacitors provide high-current pulses to pump pulsed lasers (e.g., TEA lasers).
- Radar Systems: Capacitor banks are used in radar systems to generate high-power pulses for signal transmission.
- Electromagnetic Forming: Capacitors deliver pulsed power for electromagnetic forming of metals.
- Marx Generators: Capacitor banks are used in Marx generators to generate extremely high-voltage pulses.
- Nuclear Weapons Detonators: Large capacitor banks provide energy for exploding-bridgewire or slapper detonators in nuclear weapons.
- Electromagnetic Armor and Railguns/Coilguns (Experimental): Capacitor banks are being explored as power sources for advanced weapon systems.
7.4 Power Conditioning: Smoothing and Filtering
Capacitors are essential for power conditioning in electronic circuits to improve power quality and reduce noise.
- Reservoir Capacitors in Power Supplies: Used in rectifier circuits to smooth the pulsating DC output of rectifiers, reducing ripple and providing a smoother DC voltage.
- Bypass/Decoupling Capacitors: Connected in parallel with power supply lines to shunt away noise and AC fluctuations, providing a “clean” DC power supply to sensitive circuits. Used extensively in digital and analog electronics.
Decoupling Capacitor (Bypass Capacitor): A capacitor used to reduce noise and voltage fluctuations on power supply lines by providing a low-impedance path for AC noise currents to ground.
- Power Factor Correction: In AC power systems, capacitors are used to improve power factor by counteracting inductive loads (e.g., motors, transformers). Power factor correction capacitors reduce reactive power and improve energy efficiency.
Power Factor Correction: The process of improving the power factor in an AC electrical system, typically by adding capacitors to counteract inductive loads and reduce reactive power, thereby improving energy efficiency and reducing electricity costs.
7.5 Suppression and Coupling: Signal Manipulation
Capacitors are used for signal suppression and signal coupling in electronic circuits.
- AC Coupling (Capacitive Coupling): Capacitors block DC signals while allowing AC signals to pass. Used to isolate DC bias levels between circuit stages while transmitting AC signals.
AC Coupling (Capacitive Coupling): Using a capacitor to transmit AC signals while blocking DC signals, commonly used to isolate DC bias levels between different circuit stages.
- Decoupling (Noise Suppression): As described in power conditioning, decoupling capacitors suppress noise on power supply lines.
- Snubbers: Snubber capacitors are used across switches or relays to suppress voltage spikes and arcing when inductive circuits are switched off. This protects switch contacts and reduces electromagnetic interference (EMI).
Snubber Circuit: A circuit, often consisting of a capacitor and resistor in series, used to suppress voltage transients and oscillations when switching inductive loads, protecting components and reducing EMI.
- High-Pass and Low-Pass Filters: RC circuits form basic high-pass filters (passing high frequencies, blocking low frequencies and DC) and low-pass filters (passing low frequencies and DC, blocking high frequencies). These filters are fundamental in signal processing, audio circuits, and communication systems.
7.6 Motor Starters: Phase Shifting for AC Motors
- Capacitor-Start Motors: Use a starting capacitor in series with a secondary winding to create a rotating magnetic field for starting single-phase AC induction motors. The starting capacitor is typically disconnected once the motor reaches operating speed.
- Capacitor-Run Motors: Use a permanently connected run capacitor in series with a second winding to improve running efficiency and power factor in single-phase AC motors.
7.7 Signal Processing: Filtering and Integration
Capacitors are essential components in signal processing circuits.
- Filters: As mentioned, RC circuits form basic filters, and more complex filter circuits (active filters, passive filters) extensively use capacitors for frequency selection and signal shaping.
- Integrators: Capacitors are used in integrator circuits, where the output voltage is proportional to the integral of the input current over time.
- Analog Sampled Filters and CCDs: Capacitors are used in analog sampled filters and Charge-Coupled Devices (CCDs) for signal processing and image sensing.
7.8 Tuned Circuits: Resonance and Frequency Selection
Capacitors and inductors (L) combined in tuned circuits (resonant circuits) are used to select specific frequencies.
Tuned Circuit (Resonant Circuit): A circuit containing an inductor (L) and a capacitor (C) that resonates at a specific frequency, allowing it to selectively pass or reject signals at that frequency. Used in radio receivers, oscillators, and filters.
- Radio Receivers: Variable capacitors are used in radio receivers to tune to different radio frequencies.
- Audio Crossovers and Equalizers: Capacitors are used in passive audio crossovers in speakers and in analog equalizers to select and adjust different audio frequency bands.
The resonant frequency (f) of a tuned circuit is given by:
f = \frac{1}{2\pi \sqrt{LC}}
7.9 Sensing: Capacitive Sensors
Capacitance changes can be used to sense various physical parameters, forming the basis of capacitive sensors.
- Humidity Sensors: Capacitors with porous dielectrics measure humidity by changes in dielectric permittivity due to moisture absorption.
- Fuel Level Sensors: Capacitors in fuel tanks measure fuel level based on changes in capacitance as fuel covers the plates.
- Pressure Sensors: Squeezing the dielectric changes capacitance, enabling pressure sensing.
- Condenser Microphones: Sound waves move one capacitor plate, changing capacitance and converting sound to electrical signals.
- Accelerometers: MEMS (Micro-Electro-Mechanical Systems) capacitors on chips sense acceleration based on capacitance changes due to inertial forces. Used in airbag systems, tilt sensors, and accelerometers.
- Fingerprint Sensors: Some fingerprint sensors use capacitive sensing to map fingerprint patterns.
- Theremins: Musical instrument where hand proximity changes capacitance, controlling pitch and volume.
- Capacitive Touch Switches: Used in touchscreens and touch panels, detecting touch based on capacitance changes.
7.10 Oscillators: Generating Oscillating Signals
Capacitors, in combination with resistors, transistors, or operational amplifiers, are used in oscillator circuits to generate periodic waveforms (e.g., sine waves, square waves). The RC time constant often determines the oscillation frequency.
7.11 Producing Light: Light-Emitting Capacitors (Electroluminescent Panels)
Light-emitting capacitors (LECs) use phosphorescent dielectrics to generate light when an AC voltage is applied. If one plate is transparent, light is visible. Used in electroluminescent panels for backlighting displays and signage.
8. Hazards and Safety: Handling Capacitors Responsibly
Capacitors, especially high-voltage and high-energy types, can pose hazards if mishandled.
8.1 Energy Hazards: Electric Shock and Burns
Capacitors store energy, and even after power is removed, they can retain a dangerous charge.
- Electric Shock: Discharging a charged capacitor through a person can cause electric shock, ranging from mild to lethal, depending on the stored energy and path through the body. Shocks above 10 Joules are generally hazardous, and over 50 Joules potentially lethal.
- Electrical Burns: High-energy discharges can cause burns at the point of contact.
Safety Precautions:
- Discharge Before Handling: Always discharge large or high-voltage capacitors before handling or working on circuits. Use a discharge tool like a Brinkley stick or a resistor to safely dissipate stored charge.
- Built-in Discharge Resistors: Some large capacitors have built-in discharge resistors to automatically bleed off charge after power removal.
- Short Terminals for Storage: Store high-voltage capacitors with terminals shorted together to prevent accidental charging due to dielectric absorption or static charges.
8.2 PCB Contamination (Historical)
Older oil-filled paper or plastic film capacitors may contain polychlorinated biphenyls (PCBs), a hazardous environmental pollutant. Capacitors containing PCBs were often labeled “Askarel” or other trade names. PCB-filled capacitors were used in older fluorescent lamp ballasts and other applications. Proper disposal of old capacitors is essential to prevent PCB contamination.
8.3 Catastrophic Failure Modes
Capacitors can fail catastrophically if overstressed by voltage, current, or reverse polarity.
- Explosion/Rupture: Overvoltage or reverse polarity in electrolytic capacitors can cause dielectric breakdown, electrolyte vaporization, pressure buildup, and potential explosion or rupture. Larger capacitors may have vents to relieve pressure.
- Overheating: High ripple current or RF applications can cause overheating, especially in the center of capacitor rolls, leading to degradation and failure.
- Violent Explosion in Capacitor Banks: In high-energy capacitor banks, failure of one capacitor can cause rapid discharge of the entire bank into the failing unit, resulting in a violent explosion.
Safety Measures:
- Proper Voltage and Current Ratings: Always use capacitors within their specified voltage and ripple current ratings.
- Fusing and Overcurrent Protection: Use fuses or other overcurrent protection devices in high-energy circuits to limit damage in case of capacitor failure.
- Pre-Charge for HVDC Circuits: In high-voltage DC (HVDC) circuits, pre-charging capacitors can limit inrush currents and extend component lifespan.
- Containment: High-energy capacitor banks should be contained in robust enclosures to mitigate hazards from explosions.
9. See Also
- Capacitance meter
- Capacitor plague
- Electric displacement field
- Electroluminescence
- List of capacitor manufacturers
10. Notes (Original Wikipedia Notes Section)
11. References (Original Wikipedia References Section)
12. Further Reading (Original Wikipedia Further Reading Section)
13. External Links (Original Wikipedia External Links Section)